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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

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CONC 3.6 Financial promotions about credit agreements secured on land

As Published: 2014

CONC 3.6 Financial promotions about credit agreements secured on land

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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Similar To

COLL 5.3 Derivative exposure

PERG 13.6 CRD IV [deleted]

COLL 6.4 Title and registers

REC 6A.2 Removal of passport rights from EEA market operator

CONC 5A.6 Interpretation

SUP 15.2 Purpose

REC 2.11 Custody

COLL 6.1 Introduction and Application

DTR 5.4 Aggregation of managed holdings

BIPRU 4.6 The IRB approach: Retail exposures

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

BIPRU 4.10 The IRB approach: Credit risk mitigation

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy