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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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COBS 6.1A Adviser charging and remuneration