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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

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PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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BIPRU 13.7 Contractual netting

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

REC 2A.4 Power and procedure for RAP penalties and censures

MAR 9.2 Authorisation and verification

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DTR 8.4 Continuing obligations

APER 4.2 Statement of Principle 2

PERG 13.5 Exemptions from MiFID

BIPRU 7.10 Use of a Value at Risk Model

EG 10.1 Introduction

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 8.18 Financial promotions concerning the Lloyd’s market

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]