Search Result

521 - 540 of 1184 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2015

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

CONC 8.7 Charging for debt counselling, debt advice and related services

As Published: 2014

CONC 8.7 Charging for debt counselling, debt advice and related services

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose