Search Result

461 - 480 of 1397 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information