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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

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SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

SUP 16.10 Verification of firm details

REC 3.2 Form and method of notification

MCOB 5.1 Application

COLL 4.5 Reports and accounts

SUP 6.1 Application, interpretation and purpose

SUP 12.1 Application and purpose

APER 4.1 Statement of Principle 1

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

COLL 1.2 Types of authorised fund

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP App 3.6 Freedom to provide services

RCB 4.2 Enforcement powers and penalties

DTR 1C.2 Modifying rules and consulting the FCA

RCB 6.2 Policy on decision and warning notices

REC 4.4 Complaints