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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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MAR 10.4 Position reporting

MCOB 3A.1 Application and purpose

EG 16.2 Disapplication orders

SUP 10A.12 Procedures relating to FCA-approved persons

REC 3.7 Auditors

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SYSC 3.1 Systems and controls

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EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)