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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

SYSC 4.9

As Published: 2015

SYSC 4.9

PERG 12.4 The application of requirements which implemented EU directives

As Published: 2006

PERG 12.4 The application of requirements which implemented EU directives

DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process