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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

SYSC 22.4 Drafting the reference: detailed requirements

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales