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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

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SUP 10C.5 FCA governing functions: Executive

SUP 10C.8 The other local responsibility function (SMF22)

EG 7.4 Apportionment of financial penalties

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 [deleted]

EG 7.3 FCA’s statements of policy

RCB 4.1 Application and purpose

PERG 8.34 The business test

EG 2.13 Late reporting or non-submission of reports to the FCA

SUP 11.6 Subsequent notification requirements by firms

PERG 1.1 Application and purpose

DTR 1C.2 Modifying rules and consulting the FCA

CASS 1A.3 Responsibility for CASS operational oversight

COLL 8.4 Investment and borrowing powers

SUP 16.6 Compliance reports