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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

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FEES 12.4 Relieving provisions

As Published: 2015

FEES 12.4 Relieving provisions

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

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FEES 12.3 Late payments and recovery of unpaid levies

As Published: 2015

FEES 12.3 Late payments and recovery of unpaid levies

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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