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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

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SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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IPRU-INV 11.7 CAPITAL REPORTING

As Published: 2019

IPRU-INV 11.7 CAPITAL REPORTING

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

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REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

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APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

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CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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