Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

…

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

…

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

…

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

…

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

…

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 12.3 EEA UCITS management companies

PERG 4.12 Appointed representatives

MAR 9.5 Frequently Asked Questions

BIPRU 5.4 Financial collateral

RCB 3.6 Fees and other matters

BIPRU 9.7 Recognition of credit assessments of ECAIs

PERG 4.4A Mortgage contracts entered into before 21 March 2016

DISP 3.6 Determination by the Ombudsman

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

CONC 3.3 The clear fair and not misleading rule and general requirements

REC 3.26 Proposals to make regulatory provision

SUP 5.6 Confidential information and privilege

EG 6.5 Publicity during, or upon the conclusion of civil action

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products