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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

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DEPP 7.1 Application and purpose

MAR 7A.4 Requirements when providing direct electronic access

SUP 5.3 Policy on the use of skilled persons

EG 16.2 Disapplication orders

EG 2.15 Decision making in the context of regulatory enforcement action

PERG 5.11 Other aspects of exclusions

DEPP 6.6 Financial penalties for late and incomplete submission of reports

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

SYSC 13.6 People

SUP 15.2 Purpose

RCB 6.2 Policy on decision and warning notices

APER 4.3 Statement of Principle 3

INSPRU 1.5 Internal-contagion risk

MAR 4.3 Support of the Takeover Panel's Functions

SUP 3.4 Auditors' qualifications

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy