Search Result

781 - 800 of 1354 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

ICOBS 5.2 Demands and needs

As Published: 2008

ICOBS 5.2 Demands and needs

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

BIPRU 9.7 Recognition of credit assessments of ECAIs

As Published: 2006

BIPRU 9.7 Recognition of credit assessments of ECAIs