Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 11.3 The FCA’s choice of powers

DTR 5.8 Procedures for the notification and disclosure of major holdings

FEES 6.4 Management expenses

COLL 7.5 Schemes or sub-funds that are not commercially viable

DISP App 1.4 Policy reconstruction

DTR 4.2 Half-yearly financial reports

PERG 3A.3 The definition of electronic money

IPRU-INV 1.2 APPLICATION

COBS 4.2 Fair, clear and not misleading communications

COBS 3.1 Application

PERG 12.6 Advising on conversion or transfer of pension benefits

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

PERG 16.6 Exclusions

INSPRU 3.1 Market risk in insurance

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

DEPP 7.1 Application and purpose

FEES App 1.3 Application Fees

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]