Search Result

681 - 700 of 1350 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 7A.5 Notification of changes resulting from auctions on the capital market

As Published: 2016

MCOB 7A.5 Notification of changes resulting from auctions on the capital market

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

TC App 5.1

As Published: 2010

TC App 5.1

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

As Published: 2006

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)