Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

…

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

…

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

…

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IPRU-INV 1.1 PURPOSE

DTR 1C.2 Modifying rules and consulting the FCA

PERG 7.1 Application and purpose

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

PERG 16.8 Territorial scope

RCB 6.2 Policy on decision and warning notices

PERG 6.3 Background

PERG 8.11 Types of exemption under the Financial Promotion Order

EG 12.1 The FCA’s general approach

APER 1.1A Application

FIT 1.3 Assessing fitness and propriety

REC 4.4 Complaints

PERG 8.23 Regulated activities

COBS 4.11 Record keeping: financial promotion

PERG 10.1 Background