Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

…

EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

…

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

…

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

…

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

…

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

…

PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 6.8 Powers to supervise

DISP 1.10A Complaints data publication rules

PERG 17.7 Examples

PERG 8.37 AIFMD Marketing

SUP 15.3 General notification requirements

PERG 4.1 Application and purpose

DTR 5.2 Acquisition or disposal of major proportions of voting rights

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 5.1 The distance marketing disclosure rules

COBS 6.2A Describing advice services [deleted]

PERG 2.11 Persons who are exempt for credit-related regulated activities

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]