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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.5

As Published: 2015

SYSC 4.5

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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SYSC 4.6

As Published: 2015

SYSC 4.6

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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