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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

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DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

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PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

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MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

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PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

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