Search Result

441 - 460 of 1234 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

FEES 8.1 [deleted]

As Published: 2013

FEES 8.1 [deleted]

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

COLL 9.1 Application and general information

As Published: 2024

COLL 9.1 Application and general information

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate