Search Result

441 - 460 of 1340 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

DISP App 3.3A The approach to considering evidence at step 2

As Published: 2017

DISP App 3.3A The approach to considering evidence at step 2

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

DISP App 3.7A Approach to redress at step 2

As Published: 2017

DISP App 3.7A Approach to redress at step 2

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

As Published: 2018

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

PERG 15.2 General

As Published: 2011

PERG 15.2 General

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose