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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

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REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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Similar To

BIPRU 13.6 CCR internal model method

BIPRU 7.8 Securities underwriting

REC 3.7 Auditors

MCOB 5A.6 Other information

SUP 2.1 Application and purpose

FEES 5.9 [deleted]

MCOB 4.7A Advised sales

SYSC 10A.1 Application

BIPRU 14.4 Free deliveries

MAR 5.6 Reporting requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy