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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

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CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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SUP 16.17 Remuneration reporting [deleted]

DEPP 5.1 Settlement decision makers

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

SUP 16.16 Prudent valuation reporting [deleted]

PERG 10.5 Employers and affinity groups (such as trade unions)

REC 2.7 Access to facilities

SYSC 9.2 Credit institutions providing account information services or payment initiation services

REC 1.1 Application

EG 19.10 Enterprise Act 2002

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy