Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

…

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

…

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

…

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

…

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

…

COLL 9.4 Facilities in the United Kingdom for schemes recognised under section 272 of the Act

As Published: 2011

COLL 9.4 Facilities in the United Kingdom for schemes recognised under section 272 of the Act

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 5.2 Acquisition or disposal of major proportions of voting rights

IPRU-INV 5.6 Qualifying subordinated loans

INSPRU 8.4 Capacity Transfer Market

CASS 7A.3 Secondary pooling events

DTR 3.1

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

MAR 1.1 Application and interpretation

PERG 5.14 Exemptions

RCB 4.2 Enforcement powers and penalties

COLL 1.2 Types of authorised fund

PERG 4.4A Mortgage contracts entered into before 21 March 2016

SUP 10A.15 References and accurate information