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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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FEES 8.1 [deleted]

As Published: 2013

FEES 8.1 [deleted]

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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SYSC 22.3 Drafting the reference and the request for a reference

As Published: 2016

SYSC 22.3 Drafting the reference and the request for a reference

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

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SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

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COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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