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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

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COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

As Published: 2015

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

FIT 2.1 Honesty, integrity and reputation

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GENPRU 2.1 Calculation of capital resources requirements

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

SYSC 6.3 Financial crime

FEES 13.1 Application and purpose

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

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PERG 5.11 Other aspects of exclusions

BIPRU 12.2 Adequacy of liquidity resources

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration