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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

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DTR 4.4 Exemptions

REC 3.3 Waivers

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REC 2.7 Access to facilities

REC 3.26 Proposals to make regulatory provision

SUP 15.14 Notifications under the Payment Services Regulations

FIT 2.3 Financial soundness

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APER 3.1 Introduction

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PERG 9.6 The investment condition (section 236(3) of the Act): general

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

REC 4.2A Publication of information by UK RIEs and RAPs

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration