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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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REC 4.2F Information gathering power on FCA’s own initiative

REC 3.25 Significant breaches of rules and disorderly trading conditions

REC 3.10 Complaints

REC 3.11 Insolvency events

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

DEPP 6.7 Discount for early settlement

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 3.1 Application

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

EG 16.2 Disapplication orders

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

DEPP 7.2 Interviews

SUP 11.9 Changes in close links

SUP 10C.13 Variation of conditional and time-limited approvals

PERG 8.37 AIFMD Marketing

EG 20.1 Introduction

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures