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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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EG 19.35 Data Reporting Services Regulations 2024

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2024

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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