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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

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IPRU-INV 5.16 Foreign exchange requirement

As Published: 2016

IPRU-INV 5.16 Foreign exchange requirement

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CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

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MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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SUP 16.16 Prudent valuation reporting [deleted]

As Published: 2012

SUP 16.16 Prudent valuation reporting [deleted]

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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