Search Result

501 - 520 of 1204 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

As Published: 2015

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

COBS 15.3 Exercising a right to cancel

As Published: 2017

COBS 15.3 Exercising a right to cancel

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

SYSC 22.3 Drafting the reference and the request for a reference

As Published: 2016

SYSC 22.3 Drafting the reference and the request for a reference

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders