Search Result

441 - 460 of 1548 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

MAR 5A.2 Purpose

As Published: 2017

MAR 5A.2 Purpose

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons