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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers