Search Result

501 - 520 of 1452 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

…

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

…

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

…

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

…

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

…

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

…

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

…

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

…

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

…

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

…

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

…

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

…

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

…

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

…

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

…

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

…

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

…

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

…

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

…