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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

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CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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MCOB 2.6 Exclusion of liability

As Published: 2004

MCOB 2.6 Exclusion of liability

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CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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COND 1.3 General

PERG 8.17 Financial promotions concerning agreements for qualifying credit

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

COLL 11.4 Depositaries

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PERG 1.5 What other guidance about the perimeter is available from the FCA?

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SUP 3.1 Application

PERG 8.20 Additional restriction on the promotion of collective investment schemes

FEES 13.1 Application and purpose

BIPRU 12.2 Adequacy of liquidity resources

FEES 6.3 The FSCS's power to impose levies

REC 1.2 Purpose, status and quotations, notes or references

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach