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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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COBS 4.5 Communicating with retail clients (non-MiFID provisions)

As Published: 2008

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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