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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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SUP 18.4 Friendly Society transfers and amalgamations

SUP 9.2 Making a request for individual guidance

COLL 6.9 Independence, names and UCITS business restrictions

FEES 13.2 The IML levy

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

EG 18.1 Cancellation on the FCA’s own-initiative

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SUP 11.2 Purpose

SUP 10A.6 FCA governing functions

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PR 5.6 Miscellaneous

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy