Search Result

641 - 660 of 1321 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

CONC 6.3 Information to be provided on a current account agreement and on significant overdrawing

As Published: 2014

CONC 6.3 Information to be provided on a current account agreement and on significant overdrawing

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

CONC 6.1 Application

As Published: 2014

CONC 6.1 Application

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3