Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

COND 1.3 General

As Published: 2013

COND 1.3 General

…

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

…

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

…

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

…

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

…

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 8.2 Approval as a primary information provider

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

DTR 5.8 Procedures for the notification and disclosure of major holdings

COBS 14.2 Providing product information to clients

SUP 10C.14 Changes to an FCA-approved person’s details

MAR 5.10 Operation of an SME growth market

SUP 5.6 Confidential information and privilege

IPRU-INV 2.1 APPLICATION

FEES 3.1 Introduction

GENPRU 3.1 Application

REC 2.1 Introduction

SUP 8.3 Applying for a waiver