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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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Similar To

REC 1.1 Application

SUP 3.2 Purpose

REC 3.26 Proposals to make regulatory provision

PERG 7.6 Applications for a certificate

EG 5.7 The relevance of settled cases to subsequent action

EG 19.1 Introduction

PERG 8.21 Company statements, announcements and briefings

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

EG 13.12 Insolvency regime and relevant sections of the Act

EG 9.9 The effect of the FCA’s decision to withdraw approval

SUP 10C.2 Purpose

GEN 5.1 Application and purpose