Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 6.7 Payment of levies

COND 2.5 Suitability

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

CREDS 8.3 Approved persons

FEES 13.2 The IML levy

MAR 5.10 Operation of an SME growth market

SUP 10C.13 Variation of conditional and time-limited approvals

PERG 15.2 General

SUP 10A.13 Application for approval and withdrawing an application for approval

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SUP 5.3 Policy on the use of skilled persons

PERG 2.6 Specified investments: a broad outline

MCOB 11.6 Responsible lending and financing

MCOB 5.6 Content of illustrations

SYSC 4.5

CONC 7.6 Exercise of continuous payment authority

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

Cookies on the FCA Handbook Website

Search Result

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To