Search Result

561 - 580 of 1538 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SYSC 4.5

As Published: 2015

SYSC 4.5

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?