Search Result

241 - 260 of 1062 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

As Published: 2016

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege