Search Result

381 - 400 of 1380 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule