Search Result

341 - 360 of 1245 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

SUP 10A.3 Provisions related to the Act

As Published: 2020

SUP 10A.3 Provisions related to the Act

PERG 15.2 General

As Published: 2011

PERG 15.2 General

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

COLL 9.4 Facilities in the United Kingdom for schemes recognised under section 272 of the Act

As Published: 2011

COLL 9.4 Facilities in the United Kingdom for schemes recognised under section 272 of the Act