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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

COND 1.1A Application

As Published: 2013

COND 1.1A Application

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose