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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

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CONC 6.2 Assessment of creditworthiness: during agreement [deleted]

As Published: 2014

CONC 6.2 Assessment of creditworthiness: during agreement [deleted]

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

MCOB 2.8 Record keeping

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

PERG 9.3 The definition

APER 4.5 Statement of Principle 5

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

CASS 7.18 Acknowledgment letters

SUP 9.4 Reliance on individual guidance

PERG 8.20 Additional restriction on the promotion of collective investment schemes

MAR 7A.3 Requirements for algorithmic trading

BIPRU 7.6 Option PRR

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)