Search Result

521 - 540 of 1133 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.1 Application and general information

As Published: 2024

COLL 9.1 Application and general information

…

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

…

COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

…

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

…

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

…

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

…

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

…

COLL 9.4 Facilities in the United Kingdom for schemes recognised under section 272 of the Act

As Published: 2011

COLL 9.4 Facilities in the United Kingdom for schemes recognised under section 272 of the Act

…

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

…

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

…

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

…

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

…

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

…

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

…

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

…

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

…

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

…

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

…